August 5, 2025 10:40 PM PDT
Alternative Investment Funds (AIFs) in India are regulated by the Securities and Exchange Board of India (SEBI) under the AIF Regulations, 2012. To register an AIF, applicants must submit a detailed set of documents along with their application to SEBI. Here is a list of essential documents required for AIF registration:
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Application Form (Form A) – Duly filled as per SEBI’s prescribed format.
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Certificate of Incorporation – Proof of the entity's registration under the Companies Act, LLP Act, or as a Trust.
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Constitutional Documents – Memorandum & Articles of Association, Trust Deed, or LLP Agreement, clearly stating the objective of operating as an AIF.
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Placement Memorandum – A detailed offering document outlining fund structure, investment strategy, risk factors, and governance framework.
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Details of Sponsors and Managers – Including their background, financial position, and experience in fund management.
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KYC Documents – PAN, address proof, and identity documents for sponsors, trustees, directors, and key personnel.
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Track Record – Information about past performance and experience of the fund managers or promoters.
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Compliance and Legal Declarations – Undertakings confirming compliance with SEBI regulations.
Conclusion:
Providing complete and accurate documents is essential for successful Alternative Investment Fund registration. Proper preparation ensures a smoother review process and timely approval by SEBI.
Alternative Investment Funds (AIFs) in India are regulated by the Securities and Exchange Board of India (SEBI) under the AIF Regulations, 2012. To register an AIF, applicants must submit a detailed set of documents along with their application to SEBI. Here is a list of essential documents required for AIF registration:
-
Application Form (Form A) – Duly filled as per SEBI’s prescribed format.
-
Certificate of Incorporation – Proof of the entity's registration under the Companies Act, LLP Act, or as a Trust.
-
Constitutional Documents – Memorandum & Articles of Association, Trust Deed, or LLP Agreement, clearly stating the objective of operating as an AIF.
-
Placement Memorandum – A detailed offering document outlining fund structure, investment strategy, risk factors, and governance framework.
-
Details of Sponsors and Managers – Including their background, financial position, and experience in fund management.
-
KYC Documents – PAN, address proof, and identity documents for sponsors, trustees, directors, and key personnel.
-
Track Record – Information about past performance and experience of the fund managers or promoters.
-
Compliance and Legal Declarations – Undertakings confirming compliance with SEBI regulations.
Conclusion:
Providing complete and accurate documents is essential for successful Alternative Investment Fund registration. Proper preparation ensures a smoother review process and timely approval by SEBI.